{"product_id":"general-securities-representative-study-guide-2026-2027-for-the-series-7-exam-stockbroker-license-prep-200-practice-questions-pdf","title":"General Securities Representative Study Guide 2026-2027 for the Series 7 Exam, Stockbroker License Prep, 200 Practice Questions, PDF","description":"\u003cp\u003ePrepare for the General Securities Representative qualification exam (FINRA's Series 7) with a complete, illustrated study guide organized around the four job functions in the official content outline: Seeking Business, Opening Accounts, Providing Information and Recommendations, and Processing Transactions.\u003c\/p\u003e\u003cp\u003eThis 248-page digital guide combines an in-depth content review with quick-reference tables, diagrams, step-by-step worked calculations, and two full-length, exam-level practice tests weighted like the real exam, so you can learn the rules and products and then practice applying them to customer scenarios and calculations.\u003c\/p\u003e\u003ch3\u003eWhat's Inside\u003c\/h3\u003e\u003cul\u003e\n\u003cli\u003eAn overview of the current exam: 125 scored questions plus 5 unscored pretest items, four answer choices each, 3 hours 45 minutes, a passing score of 72, the $395 fee, sponsorship and the SIE corequisite, the content outline weighting (7% \/ 9% \/ 73% \/ 11%), and retakes\u003c\/li\u003e\n\u003cli\u003eFunction 1: communications with the public, telemarketing and gifts, the registration and underwriting process, Regulation D, Rule 144, and the municipal primary market\u003c\/li\u003e\n\u003cli\u003eFunction 2: account registrations, IRAs and employer plans, 529 plans, CIP and anti-money laundering, suitability, Regulation Best Interest, and supervisory approvals\u003c\/li\u003e\n\u003cli\u003eFunction 3, the largest part of the exam: investment analysis, equity securities, bond pricing and yields, government, agency, and municipal securities, CMOs, mutual funds, variable annuities, REITs, DPPs, options strategies, required disclosures, markups, confirmations, and books and records\u003c\/li\u003e\n\u003cli\u003eFunction 4: quotes and order types, short sales, T+1 settlement, complaints and arbitration, and margin accounts including SMA and maintenance calls\u003c\/li\u003e\n\u003cli\u003eIllustrated diagrams and worked examples: option payoff charts, yield ladders, accrued interest, tax-equivalent yield, parity, sales charges, and margin T-accounts\u003c\/li\u003e\n\u003cli\u003eA final review checklist with a formula quick reference, study schedules, FAQs, test-taking strategies, and recommended resources\u003c\/li\u003e\n\u003cli\u003e2 full-length practice tests (200 exam-level questions) with a separate answer key explaining every answer\u003c\/li\u003e\n\u003c\/ul\u003e\u003ch3\u003eFormat\u003c\/h3\u003e\u003cul\u003e\n\u003cli\u003eInstant digital download (PDF), 8.5 × 11 in\u003c\/li\u003e\n\u003cli\u003eClickable table of contents\u003c\/li\u003e\n\u003cli\u003ePrint it or study on a tablet, laptop, or phone\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003ePlease note: This is a digital product. No physical item will be shipped.\u003c\/p\u003e\u003cp\u003eFINRA® is a registered trademark of the Financial Industry Regulatory Authority, Inc. Test Treasure Publication is not affiliated with or endorsed by FINRA or any testing organization; all exam and organization names referenced are trademarks of their respective owners.\u003c\/p\u003e","brand":"Test Treasure Publication","offers":[{"title":"Default Title","offer_id":67876118266158,"sku":null,"price":18.99,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0745\/5997\/9822\/files\/Etsy_Cover_1_Hero_fc9fb38c-ee1b-4280-8f15-93cfcabcbc2d.png?v=1793296944","url":"https:\/\/testtreasure.com\/products\/general-securities-representative-study-guide-2026-2027-for-the-series-7-exam-stockbroker-license-prep-200-practice-questions-pdf","provider":"Test Treasure Publication","version":"1.0","type":"link"}