{"product_id":"sie-study-guide-2026-2027-redesigned-illustrated-edition-200-practice-questions","title":"SIE Study Guide 2026–2027 — Redesigned Illustrated Edition | 200 Practice Questions","description":"\u003cp\u003ePrepare for the Securities Industry Essentials (SIE)® exam with a complete, illustrated study guide that follows the four sections of FINRA's SIE content outline: Knowledge of Capital Markets, Understanding Products and Their Risks, Understanding Trading, Customer Accounts, and Prohibited Activities, and Overview of the Regulatory Framework.\u003c\/p\u003e\u003cp\u003eThis 88-page digital guide combines an in-depth content review with quick-reference tables, diagrams, formulas, and two 100-question practice tests weighted like the real exam, so you can learn the concepts and then practice applying them.\u003c\/p\u003e\u003cp\u003eWhat's Inside\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eAn overview of the current exam: 80 questions (75 scored, 5 unscored pretest items), 1 hour 45 minutes, a passing score of 70, the $100 fee, the content outline weighting, result validity, retakes, and the path to registration\u003c\/li\u003e\n\u003cli\u003eCapital markets: the SEC, FINRA, MSRB, the Fed, and SIPC, market structure and Regulation NMS, monetary and fiscal policy, economic indicators, offerings, private placements, and the core securities laws\u003c\/li\u003e\n\u003cli\u003eProducts and their risks, the largest part of the exam: common and preferred stock, bond pricing and yields, Treasuries, agencies, MBS, municipal bonds, options, mutual funds, ETFs, UITs, REITs, variable annuities, 529 plans, DPPs, and every major investment risk\u003c\/li\u003e\n\u003cli\u003eTrading and accounts: order types, short sales, margin, T+1 settlement, corporate actions, account types, suitability, Regulation Best Interest, and prohibited practices\u003c\/li\u003e\n\u003cli\u003eRegulatory framework: Forms U4 and U5, qualification and CE rules, statutory disqualification, outside activities, gifts, political contributions, and reportable events\u003c\/li\u003e\n\u003cli\u003eIllustrated diagrams and worked examples: the business cycle, the bond price-yield seesaw, option payoff charts, current yield, tax-equivalent yield, convertible parity, NAV and sales charges, and margin math\u003c\/li\u003e\n\u003cli\u003eA final review checklist, an 8-week study schedule, FAQs, test-taking strategies, and recommended resources\u003c\/li\u003e\n\u003cli\u003e2 practice tests (200 questions) organized by content section, with a separate answer key explaining every answer\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003eFormat\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eInstant digital download (PDF), 8.5 × 11 in\u003c\/li\u003e\n\u003cli\u003eClickable table of contents\u003c\/li\u003e\n\u003cli\u003ePrint it or study on a tablet, laptop, or phone\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003ePlease note: This is a digital product. No physical item will be shipped.\u003c\/p\u003e\u003cp\u003eSecurities Industry Essentials® and SIE® are registered trademarks of the Financial Industry Regulatory Authority, Inc. (FINRA). Test Treasure Publication is not affiliated with or endorsed by FINRA or any testing organization.\u003c\/p\u003e","brand":"Test Treasure Publication","offers":[{"title":"Default Title","offer_id":67621513658670,"sku":null,"price":15.99,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0745\/5997\/9822\/files\/Etsy_Cover_1_Hero_2e797adf-442c-4204-a6a1-c3bba1ef01bb.png?v=1791145265","url":"https:\/\/testtreasure.com\/products\/sie-study-guide-2026-2027-redesigned-illustrated-edition-200-practice-questions","provider":"Test Treasure Publication","version":"1.0","type":"link"}