FINRA Series 6 Exam Study Guide 2026–2027 | Investment Company & Variable Contracts Review + 200 Practice Questions | PDF

A complete study guide for the FINRA Series 6 exam, organized by the four job functions in FINRA's official content outline and weighted the way the real exam is.

What's Inside:

• Seeking business: securities laws, FINRA rules, communications with the public (Rule 2210), telemarketing, gifts, outside activities, prospectuses, Regulation D
• Opening accounts: account registrations, Regulation Best Interest and Form CRS, suitability and KYC, IRAs and employer plans, education accounts, Reg S-P, anti-money laundering
• Products and recommendations: mutual funds, share classes and sales charges, breakpoints, closed-end funds and UITs, fund taxation, 529 plans, variable annuities, variable life insurance, senior investor protection, account transfers, recordkeeping
• Processing transactions: order handling, confirmations, settlement, margin rules for funds, complaints, arbitration, FINRA's Code of Procedure
• 2 practice tests with 200 exam-level questions (client scenarios, rules, and calculations), weighted like the real exam
• Detailed answer explanations for every question
• Worked examples: NAV, offering price, sales charge percentage, dollar-cost averaging, annuity payments vs. the AIR
• Exam overview, 4-, 8-, and 12-week study schedules, test-taking strategies, and a final review checklist

Format:

• Digital PDF, 129 pages, instant download
• Printable on US Letter paper

This is an independent study resource and is not affiliated with or endorsed by FINRA.