General Securities Representative Study Guide 2026-2027 for the Series 7 Exam, Stockbroker License Prep, 200 Practice Questions, PDF

Prepare for the General Securities Representative qualification exam (FINRA's Series 7) with a complete, illustrated study guide organized around the four job functions in the official content outline: Seeking Business, Opening Accounts, Providing Information and Recommendations, and Processing Transactions.

This 248-page digital guide combines an in-depth content review with quick-reference tables, diagrams, step-by-step worked calculations, and two full-length, exam-level practice tests weighted like the real exam, so you can learn the rules and products and then practice applying them to customer scenarios and calculations.

What's Inside

• An overview of the current exam: 125 scored questions plus 5 unscored pretest items, four answer choices each, 3 hours 45 minutes, a passing score of 72, the $395 fee, sponsorship and the SIE corequisite, the content outline weighting (7% / 9% / 73% / 11%), and retakes
• Function 1: communications with the public, telemarketing and gifts, the registration and underwriting process, Regulation D, Rule 144, and the municipal primary market
• Function 2: account registrations, IRAs and employer plans, 529 plans, CIP and anti-money laundering, suitability, Regulation Best Interest, and supervisory approvals
• Function 3, the largest part of the exam: investment analysis, equity securities, bond pricing and yields, government, agency, and municipal securities, CMOs, mutual funds, variable annuities, REITs, DPPs, options strategies, required disclosures, markups, confirmations, and books and records
• Function 4: quotes and order types, short sales, T+1 settlement, complaints and arbitration, and margin accounts including SMA and maintenance calls
• Illustrated diagrams and worked examples: option payoff charts, yield ladders, accrued interest, tax-equivalent yield, parity, sales charges, and margin T-accounts
• A final review checklist with a formula quick reference, study schedules, FAQs, test-taking strategies, and recommended resources
• 2 full-length practice tests (200 exam-level questions) with a separate answer key explaining every answer

Format

• Instant digital download (PDF), 8.5 × 11 in
• Clickable table of contents
• Print it or study on a tablet, laptop, or phone

Please note: This is a digital product. No physical item will be shipped.

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